Scott M. Thomas LLP

Thomas DSC_0015 (8)Scott is the Principal Attorney of Legal Advice. Thomas was born in United State on May 1972 and resides in United State with his wife and daughter. He is a dedicated student of the financial markets. He has devoted his career to assisting investment industry participants in understanding and implementing state-of-the-art legal and management strategies. He works with advisors and fund administrators throughout fund life cycles, from concept to launch, management and wind-down. Thomas offers clients the unique perspective of his dual background in transnational work and the risk awareness of a securities litigator. He was appointed to head legal Advice on 4 July 2019 after serving for 4 years as general counsel to an alternative investment fund administrator with multi-billions in assets under administration. His litigation background includes involvement in all phases of class action securities suits. Specific areas of expertise include formation of alternative investment vehicles, detailed guidance on SEC and state level requirements and obligations, ensuring compliance with Anti-Money Laundering requirements, as well as drafting fund agreements and assisting with marketing materials..

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